WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William John Ronnie

    IRN WJR00002

    • (203)CF30 Customer (18 Jan 2008 to 31 Aug 2008)
  • William Nigel Dunderdale

    IRN NXD00028

    • (1546)[FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2026)
    • (1547)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Mar 2026)
    • (1544)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (1545)CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • William Stuart Jordan

    IRN WSJ00002

    • (124)CF30 Customer (1 Nov 2007 to 11 Oct 2013)
    • (126)CF21 Investment Adviser (20 Aug 2004 to 31 Oct 2007)
    • (125)CF22 Investment Adviser (Trainee) (30 May 2003 to 20 Aug 2004)
  • Yvonne Marie Goode

    IRN YMG01000

    • (97)CF24 Pension Transfer Specialist (1 Jul 2004 to 4 Apr 2005)
  • paul hartford

    IRN PXH01866

    • (537)CF30 Customer (18 Feb 2014 to 27 Nov 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (746)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (745)[FCA CF] Functions requiring qualifications

  3. controlled function added: (744)[FCA CF] Client dealing

  4. controlled function added: (743)4. Giving personal recommendations on retail investment products which are not broker funds

  5. controlled function added: (742)[FCA CF] Functions requiring qualifications

  6. controlled function added: (741)[FCA CF] Client dealing

  7. controlled function added: (740)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (739)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  9. controlled function added: (738)[FCA CF] Functions requiring qualifications

  10. controlled function added: (737)[FCA CF] Client dealing

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