WENTWORTH ALEXANDER LTD

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alexander Frederick Mitchell
IRN AFM01085
- SMF3 Executive Director (9 Dec 2019 to 29 Sep 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 29 Sep 2021)
- Responsible for Insurance Mediation (1 Sep 2016 to 30 Sep 2018)
- CF1 Director (1 Apr 2014 to 8 Dec 2019)
Alexander Philip Hammon
IRN APH01176
- Responsible for Insurance Distribution (since 25 Nov 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Apr 2014 to 8 Dec 2019)
Barry Keith Capon
IRN BKC01019
- Responsible for Insurance Mediation (1 Sep 2011 to 6 Dec 2016)
- CF1 Director (1 Sep 2011 to 6 Dec 2016)
Lorraine Natalie Curtis
IRN LNC01019
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (9 Aug 2016 to 8 Dec 2019)
Mark John Banks
IRN MJB01744
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Apr 2014 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Joe Zielinski (no longer appointed)
FRN 813041 · Appointed 5 Jul 2018 · Until 17 Nov 2025
Marcus Reeder (no longer appointed)
FRN 706706 · Appointed 16 Jun 2015 · Until 12 Nov 2021
Prop-Search.com Ltd (no longer appointed)
FRN 596097 · Appointed 21 Feb 2013 · Until 17 Nov 2025

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.