Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Zachary Christian Grieb

  IRN ZXG00036

  • [FCA CF] Client dealing (6 Dec 2023 to 17 Sep 2024)
• Zafer Bozdag

  IRN ZXB01031

  • CF30 Customer (16 Dec 2015 to 23 May 2016)
• Zahra Abdul Ghani Nassar

  IRN ZAN01003

  • CF29 Significant management (1 Nov 2007 to 3 Dec 2010)
  • CF20 Significant Mgt (Settlements) (1 Jun 2006 to 31 Oct 2007)
• Zahra Razak Peerbhoy

  IRN ZRP01001

  • [FCA CF] Material risk taker (14 May 2024 to 31 Dec 2024)
• Zhaowen Jin

  IRN ZXJ00023

  • [FCA CF] Algorithmic trading (28 Aug 2024 to 1 Jan 2026)
  • [FCA CF] Client dealing (28 Aug 2024 to 1 Jan 2026)
• Zhomart Tleuzhanov

  IRN ZXT01013

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jul 2021)
  • CF30 Customer (26 Jul 2013 to 8 Dec 2019)
• Ziqi Lan

  IRN ZXL00058

  • [FCA CF] Client dealing (since 10 Sep 2025)
• Zoltan Csanadi

  IRN ZXC01043

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 Aug 2016 to 8 Dec 2019)
• Zygment Stubelek II

  IRN ZXS44629

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Zygment Stubelek II

  IRN ZXS01158

  • CF30 Customer (14 Dec 2015 to 8 Dec 2019)

No changes recorded yet.