Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Vincent Richard Lyle

  IRN VXL00085

  • [FCA CF] Client dealing (since 27 Nov 2023)
• Vladislav Gilevskiy

  IRN VXG45322

  • [FCA CF] Material risk taker (since 28 Feb 2023)
• Walter Anton Vogl

  IRN WAV01010

  • CF30 Customer (2 Dec 2015 to 1 Mar 2019)
• Walter Eder Lobo

  IRN WEL01009

  • CF30 Customer (1 Feb 2008 to 2 Jun 2014)
• Walter Ernesto Dolhare

  IRN WED01011

  • SMF3 Executive Director (9 Dec 2019 to 27 May 2020)
  • CF30 Customer (1 Nov 2007 to 30 Jul 2019)
  • CF1 Director (23 Jun 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (23 Oct 2003 to 31 Oct 2007)
• Wayne Allan Skudder

  IRN WAS01032

  • [FCA CF] Client dealing (since 6 Aug 2024)
• Will Perkins

  IRN WXP01078

  • [FCA CF] Manager of certification employee (since 4 Sep 2020)
  • [FCA CF] Client dealing (since 4 Sep 2020)
• William Brown

  IRN WXB01143

  • CF21 Investment Adviser (7 Nov 2003 to 1 Jul 2005)
• William Collins Green

  IRN WXG01043

  • CF30 Customer (1 Nov 2007 to 4 Dec 2007)
  • CF21 Investment Adviser (22 Dec 2003 to 31 Oct 2007)
• William George Dines

  IRN WXD00106

  • [FCA CF] Client dealing (since 29 Apr 2025)

No changes recorded yet.