Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• CAMERON SCOTT DAVIDSON

  IRN CSD01050

  • CF29 Significant management (13 Apr 2011 to 16 Dec 2011)
• CIRO ANTONIO DA CUNHA FERRAZ FILHO

  IRN CAD01128

  • CF30 Customer (31 May 2011 to 1 Mar 2019)
• Carlos Otaduy Gutierrez

  IRN CXG00482

  • [FCA CF] Client dealing (20 Oct 2023 to 11 Apr 2025)
• Caroline Louise Phillips

  IRN CLP01023

  • CF30 Customer (31 Oct 2013 to 12 Nov 2015)
• Caroline Virginie Teboul

  IRN CVT01006

  • CF30 Customer (11 Dec 2015 to 30 Apr 2019)
• Carson Grant De Coster

  IRN CXD00506

  • [FCA CF] Client dealing (10 Oct 2023 to 6 Dec 2024)
• Casey Ryan Vaissiere-Linhart

  IRN CXV00123

  • [FCA CF] Client dealing (since 10 Jul 2025)
• Catherine Jane Ibbotson

  IRN CJI01017

  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jun 2020)
  • CF10 Compliance Oversight (29 Sep 2016 to 8 Dec 2019)
• Catherine Matilda Joyce Grant

  IRN CXG00500

  • SMF18 Other Overall Responsibility (since 15 Mar 2024)
• Cedric Arnaud Alfred Bigard

  IRN CAB01258

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Aug 2022)
  • CF30 Customer (4 May 2011 to 28 Feb 2014)

No changes recorded yet.