Wells Fargo Bank, National Association

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +4402039428000

  Web

  https://www.wellsfargo.com

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +4402039428000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ellie Da Huong Thao Nguyen

  IRN EDN00007

  • [FCA CF] Client dealing (16 Dec 2016 to 31 Mar 2022)
• Emanuele Li Volsi

  IRN EXL00139

  • [FCA CF] Client dealing (14 Jul 2022 to 5 Jan 2025)
• Emilie Benita

  IRN EXB00259

  • [FCA CF] Client dealing (since 10 Nov 2025)
• Eric Arthur John Williamson

  IRN EAW01023

  • CF30 Customer (20 Mar 2010 to 9 Jun 2014)
• Erik Finn Nelson

  IRN EXN00058

  • [FCA CF] Manager of certification employee (1 Mar 2023 to 2 Nov 2025)
  • [FCA CF] Client dealing (9 Nov 2022 to 10 Nov 2025)
• Fiona Gallagher

  IRN FXG00087

  • [FCA CF] Material risk taker (1 Jan 2022 to 31 Dec 2022)
• Francesco Cuccovillo

  IRN FXC01076

  • [FCA CF] Manager of certification employee (8 Jun 2022 to 14 Jun 2024)
  • [FCA CF] Client dealing (8 Jun 2022 to 14 Jun 2024)
  • [FCA CF] Material risk taker (8 Jun 2022 to 14 Jun 2024)
  • [FCA CF] Significant management (27 Oct 2021 to 14 Jun 2024)
• Francis Anthony Pizzo

  IRN FAP01036

  • SMF7 Group Entity Senior Manager (7 Mar 2016 to 28 Jun 2019)
  • CF29 Significant management (24 Dec 2015 to 6 Mar 2016)
• Francis Joseph Markey

  IRN FJM01020

  • CF30 Customer (31 Mar 2015 to 29 Dec 2015)
• Francisco Vilaca Santos Silva

  IRN FXS00285

  • [FCA CF] Client dealing (since 5 Nov 2025)

No changes recorded yet.