Wellington Management International Limited

• Principal Place of Business

  Wellington Management International Ltd

  80 Victoria Street

  London

  Westminster

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402071266000

  Web

  https://www.wellington.com

• Complaints Contact

  Wellington Management International Ltd

  80 Victoria Street

  London

  Westminster

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402071266000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew MacDonald Snow

  IRN AMS01278

  • CF30 Customer (1 Nov 2007 to 19 Apr 2009)
  • CF21 Investment Adviser (22 Nov 2006 to 31 Oct 2007)
• Andrew Pakulis

  IRN AXP02295

  • [FCA CF] Significant management (since 30 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Jan 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Dec 2025)
  • CF30 Customer (29 Sep 2014 to 8 Dec 2019)
• Andrew Trovalusci

  IRN AXT24866

  • SMF24 Chief Operations (24 Feb 2020 to 1 Jun 2022)
• Anita Diana Nakaye Gooding

  IRN AXG00340

  • [FCA CF] Client dealing (8 Apr 2024 to 2 Sep 2025)
• Anna Albini

  IRN AXA00514

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2021)
• Anna Lunden

  IRN AXL01215

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Jan 2017 to 8 Dec 2019)
• Anna Nicholson-Taylor

  IRN AXN00165

  • [FCA CF] Client dealing (9 Jul 2021 to 27 Oct 2023)
• Anna Zhou

  IRN AXZ00084

  • [FCA CF] Client dealing (16 Sep 2022 to 15 Mar 2024)
• Annabel GRAY

  IRN ALG01064

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Apr 2024)
  • CF30 Customer (28 Sep 2017 to 8 Dec 2019)
• Anne-Marie Ewing

  IRN AXE01691

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2022)
  • CF30 Customer (26 May 2017 to 8 Dec 2019)

No changes recorded yet.