Date authorised
1 April 2013
Companies House
01879260
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Swithins
    Tilford Road
    Farnham
    Surrey
    GU9 8HU
    UNITED KINGDOM
    Phone
    +441252735806
  • Complaints Contact

    Swithins
    Tilford Road
    Farnham
    Surrey
    GU9 8HU
    UNITED KINGDOM
    Phone
    +441252735806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Verden Bettinson

    IRN CVB01011

    • SMF3 Executive Director (since 3 Mar 2025)
  • James Derek Banks

    IRN JDB00003

    • CF1 Director (14 Jan 2005 to 1 Oct 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Nigel Graham Wissett-Warner

    IRN NGW00012

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Philip Andrew Barton

    IRN PAB00132

    • Responsible for Insurance Distribution (since 3 Mar 2025)
    • SMF1 Chief Executive (since 3 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.