Date authorised
4 November 2014
Companies House
OC354509
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Argyll Management Ltd
    11 Bressenden Place
    London
    Westminster
    SW1E 5BY
    UNITED KINGDOM
    Phone
    +4402038137900
  • Complaints Contact

    Argyll Management Ltd
    11 Bressenden Place
    London
    Westminster
    SW1E 5BY
    UNITED KINGDOM
    Phone
    +4402038137900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Alternative Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas James McMahon

    IRN TJM01246

    • CF30 Customer (22 Dec 2017 to 8 Dec 2019)
  • Victoria McDonnell

    IRN VXM01437

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (26 Jul 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (15 Sep 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.