Wealthmax Financial Advisers Limited

Date authorised
16 June 2017
Companies House
10501962
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Mille, River Suite 3rd Floor
    1000 Great West Road
    Brentford
    Hounslow
    TW8 9DW
    UNITED KINGDOM
    Phone
    +442036758998
    Web
    https://www.wealthmax.co.uk

  • Complaints Contact

    The Mille,
    River Suite 3rd Floor
    1000 Great West Road
    Brentford
    London
    TW8 9DW
    UNITED KINGDOM
    Phone
    +442036758998

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kamaljit Kaur Dhaliwal

    IRN KXD00043

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 18 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 13 Aug 2022)
    • [FCA CF] Client dealing (since 13 Aug 2022)
    • [FCA CF] Material risk taker (since 13 Aug 2022)
  • Kanishk Dawar

    IRN KXD00410

    • [FCA CF] Functions requiring qualifications (19 Nov 2025 to 3 Mar 2026)
  • Karan Pal Singh Randhawa

    IRN KXR00092

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 15 Jan 2026)
    • CF1 Director (AR) (since 15 Jan 2026)
  • Magesh Jayaraman

    IRN MXJ00103

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 28 Mar 2023)
    • CF1 Director (AR) (since 19 Jan 2023)
    • CF30 Customer (19 Jan 2023 to 7 Apr 2026)
    • [FCA CF] Functions requiring qualifications (10 Jan 2023 to 28 Mar 2023)
  • Mamta Mamta

    IRN MXM04673

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 1 Oct 2025)
  • Mandeep Singh

    IRN MXS03520

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 17 Mar 2026)
    • SMF16 Compliance Oversight (since 12 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2021)
    • [FCA CF] Significant management (since 16 Apr 2021)
    • [FCA CF] Material risk taker (since 16 Apr 2021)
    • [FCA CF] Manager of certification employee (since 16 Apr 2021)
    • [FCA CF] Client dealing (since 16 Apr 2021)
    • SMF3 Executive Director (since 20 Dec 2019)
    • CF1 Director (AR) (21 Feb 2023 to 25 Apr 2025)
    • CF30 Customer (26 Mar 2018 to 8 Dec 2019)
  • Manish Dineshbhai Shah

    IRN MXS05211

    • CF1 Director (AR) (since 24 Feb 2025)
  • Marcel Antohe

    IRN MXA00409

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (28 Mar 2023 to 29 Jan 2024)
    • [FCA CF] Functions requiring qualifications (10 Oct 2022 to 28 Mar 2023)
  • Mithun Madathasseriyil Thomas

    IRN MXM04600

    • [FCA CF] Functions requiring qualifications (12 Jun 2025 to 24 Jul 2025)
  • Morteza Nasirzadeh

    IRN MXN00437

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 12 Sep 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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