Wealthmax Financial Advisers Limited

• Principal Place of Business

  The Mille, River Suite 3rd Floor

  1000 Great West Road

  Brentford

  Hounslow

  TW8 9DW

  UNITED KINGDOM

  Phone

  +442036758998

  Web

  https://www.wealthmax.co.uk

• Complaints Contact

  The Mille,

  River Suite 3rd Floor

  1000 Great West Road

  Brentford

  London

  TW8 9DW

  UNITED KINGDOM

  Phone

  +442036758998

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rajesh Oliver D'Sa

  IRN RXD00050

  • CF1 Director (AR) (20 Mar 2023 to 30 May 2025)
• Rakhi Wojkowska

  IRN RXW00030

  • [FCA CF] Functions requiring qualifications (19 Jul 2023 to 23 Aug 2024)
• Ruchi Tyagi

  IRN RXT01459

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • CF1 Director (AR) (since 24 Feb 2025)
  • Appointed representative dealing with clients for which they require qualification (since 24 Feb 2025)
• Sanjeev Mishra

  IRN SXM04780

  • CF1 Director (AR) (since 2 Sep 2025)
• Saravanan Velliangattur Senniappan

  IRN SXV00153

  • [FCA CF] Functions requiring qualifications (12 May 2025 to 27 Apr 2026)
  • Appointed representative dealing with clients for which they require qualification (24 Feb 2025 to 12 May 2025)
  • CF1 Director (AR) (24 Feb 2025 to 7 May 2025)
• Shahzad Qaiser

  IRN SXQ00066

  • [FCA CF] Functions requiring qualifications (2 Sep 2024 to 3 Mar 2025)
• Shankar Devarashetty

  IRN SXD02368

  • CF1 Director (16 Jun 2017 to 20 Mar 2018)
  • CF30 Customer (16 Jun 2017 to 11 Sep 2018)
  • CF11 Money Laundering Reporting (16 Jun 2017 to 20 Mar 2018)
  • CF10 Compliance Oversight (16 Jun 2017 to 25 May 2018)
  • Responsible for Insurance Mediation (16 Jun 2017 to 20 Mar 2018)
• Shivani Kalpesh Mehta

  IRN SXM04910

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
• Shoaib Idris Mufti

  IRN SXM04615

  • CF1 Director (AR) (since 18 Feb 2025)
• Shylamma Sam

  IRN SXS05412

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 14 Oct 2024)

• NEX PROTECT LTD (no longer appointed)

  FRN 933269 · Appointed 1 Sep 2020 · Until 27 Feb 2023

• Wealthmax Life & Health Ltd (no longer appointed)

  FRN 793824 · Appointed 10 Nov 2017 · Until 13 Sep 2018

• WEALTHMAX LIFE & HEALTH LTD (no longer appointed)

  FRN 788982 · Appointed 15 Sep 2017 · Until 11 Sep 2018

No changes recorded yet.