Wealthmax Financial Advisers Limited

• Principal Place of Business

  The Mille, River Suite 3rd Floor

  1000 Great West Road

  Brentford

  Hounslow

  TW8 9DW

  UNITED KINGDOM

  Phone

  +442036758998

  Web

  https://www.wealthmax.co.uk

• Complaints Contact

  The Mille,

  River Suite 3rd Floor

  1000 Great West Road

  Brentford

  London

  TW8 9DW

  UNITED KINGDOM

  Phone

  +442036758998

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Negotiation

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  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emilie Roshan Cruz

  IRN ERC01033

  • CF1 Director (AR) (18 Mar 2022 to 31 Oct 2023)
• Faisal Al-Haque

  IRN FXA00154

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 23 Mar 2023)
• Gurpreet Singh

  IRN GXS00721

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
• Hari Babu Dupati

  IRN HXD00239

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
• Hiten Ashvinbhai Bhatt

  IRN HXB01489

  • CF30 Customer (13 Nov 2017 to 21 Jun 2018)
• Jasmeet Singh

  IRN JXS00621

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Responsibility for MCD Intermediation (since 12 Feb 2024)
  • [FCA CF] Manager of certification employee (since 24 Oct 2022)
  • [FCA CF] Significant management (since 24 Oct 2022)
  • [FCA CF] Material risk taker (since 24 Oct 2022)
  • [FCA CF] Functions requiring qualifications (since 24 Oct 2022)
  • SMF3 Executive Director (since 10 Jun 2022)
• Jerish Kurian

  IRN JXK00511

  • [FCA CF] Functions requiring qualifications (23 Mar 2023 to 2 Jan 2024)
• Jigarbhai Babubhai Patel

  IRN JXP01813

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Apr 2026)
• Joji Thomas

  IRN JXT00750

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 18 Dec 2024)
• Jyoti Parimi

  IRN JXP01058

  • [FCA CF] Functions requiring qualifications (10 Jan 2025 to 4 Nov 2025)

• NEX PROTECT LTD (no longer appointed)

  FRN 933269 · Appointed 1 Sep 2020 · Until 27 Feb 2023

• Wealthmax Life & Health Ltd (no longer appointed)

  FRN 793824 · Appointed 10 Nov 2017 · Until 13 Sep 2018

• WEALTHMAX LIFE & HEALTH LTD (no longer appointed)

  FRN 788982 · Appointed 15 Sep 2017 · Until 11 Sep 2018

No changes recorded yet.