Wealthmax Financial Advisers Limited

• Principal Place of Business

  The Mille, River Suite 3rd Floor

  1000 Great West Road

  Brentford

  Hounslow

  TW8 9DW

  UNITED KINGDOM

  Phone

  +442036758998

  Web

  https://www.wealthmax.co.uk

• Complaints Contact

  The Mille,

  River Suite 3rd Floor

  1000 Great West Road

  Brentford

  London

  TW8 9DW

  UNITED KINGDOM

  Phone

  +442036758998

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Baljit Singh Virdee

  IRN BXV00005

  • [FCA CF] Functions requiring qualifications (19 Jul 2023 to 27 Oct 2023)
• David John Warren

  IRN DJW01479

  • Director of firm who is not a certification employee or a SMF manager (12 Aug 2022 to 1 Nov 2023)
• David Lea

  IRN DXL01828

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 31 Jul 2025)
  • CF1 Director (AR) (since 30 Jul 2025)
• David Phillips

  IRN DXP74382

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 20 Nov 2025)
• Deborah Anne Guthrie

  IRN DXA00340

  • [FCA CF] Functions requiring qualifications (19 Jul 2023 to 1 Nov 2023)
• Deekshitha Vinnakota

  IRN DXV00142

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 19 Nov 2025)
• Deepak Rawat

  IRN DXR00372

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 12 Aug 2022)
• Dhara Dineshbhai Jiyani

  IRN DXJ00392

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 13 Apr 2026)
• Earnest John Lal

  IRN EJL01075

  • CF30 Customer (16 Jun 2017 to 23 Jun 2017)
• Ecaterina Olesea Mazur

  IRN EXM00464

  • CF1 Director (AR) (since 18 Feb 2025)

• NEX PROTECT LTD (no longer appointed)

  FRN 933269 · Appointed 1 Sep 2020 · Until 27 Feb 2023

• Wealthmax Life & Health Ltd (no longer appointed)

  FRN 793824 · Appointed 10 Nov 2017 · Until 13 Sep 2018

• WEALTHMAX LIFE & HEALTH LTD (no longer appointed)

  FRN 788982 · Appointed 15 Sep 2017 · Until 11 Sep 2018

No changes recorded yet.