Date authorised
1 April 2013
Companies House
03692681
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4403459220044
  • Complaints Contact

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4403459220044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Ieuan Crowter-Jones

    IRN RIC01055

    • CF30 Customer (14 Sep 2016 to 28 Apr 2017)
  • Robert James Elliot

    IRN RJE01159

    • CF2 Non Executive Director (AR) (6 Apr 2017 to 28 Apr 2017)
  • Ronan Gerard Walsh

    IRN RXW00264

    • SMF18 Other Overall Responsibility (9 Oct 2023 to 31 May 2024)
  • Ryan Minor

    IRN RXM00402

    • [FCA CF] Material risk taker (since 9 Oct 2023)
    • [FCA CF] Significant management (since 9 Oct 2023)
  • Samuel Michael Lawson Johnston

    IRN SML01142

    • CF30 Customer (9 Jan 2019 to 31 Mar 2021)
    • CF1 Director (AR) (9 Jan 2019 to 31 Mar 2021)
  • Sebastien Henri Claude Morvan

    IRN SXM22073

    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Feb 2022 to 29 Sep 2023)
    • SMF16 Compliance Oversight (21 Feb 2022 to 29 Sep 2023)
  • Shahid Chaudhri

    IRN SXC01630

    • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2020)
    • CF1 Director (22 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (20 Mar 2014 to 8 Dec 2019)
  • Shivam Popat

    IRN SDP01107

    • CF30 Customer (24 Nov 2016 to 14 Mar 2018)
    • CF1 Director (AR) (24 Nov 2016 to 14 Mar 2018)
  • Simon Peter White

    IRN SPW01060

    • Director of firm who is not a certification employee or a SMF manager (since 7 Feb 2020)
  • Stephane Marc Dancygier

    IRN SXD00039

    • SMF3 Executive Director (6 Jan 2021 to 6 Sep 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.