Date authorised
19 May 2021
Companies House
12769933
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Old Granary
    Cotton End
    South Bridge Road
    Northampton
    NN4 8HP
    UNITED KINGDOM
    Phone
    +441604660511
  • Complaints Contact

    The Old Granary
    Cotton End
    South Bridge Road
    Northampton
    NN4 8HP
    UNITED KINGDOM
    Phone
    +441604660511

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Buzzoni

    IRN RXB01821

    • SMF16 Compliance Oversight (since 19 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 May 2021)
    • SMF3 Executive Director (since 19 May 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.