Date authorised
1 April 2013
Companies House
SC205797
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Forbes Drive
    Heathfield Industrial Estate
    Ayr
    Ayrshire
    KA8 9FG
    UNITED KINGDOM
    Phone
    +441292268020
  • Complaints Contact

    4 Forbes Drive
    Heathfield Industrial Estate
    Ayr
    Ayrshire
    KA8 9FG
    UNITED KINGDOM
    Phone
    +441292268020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Byron Wakefield

    IRN PBW01038

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 Aug 2021)
    • CF2 Non Executive Director (13 Dec 2016 to 8 Dec 2019)
  • Peter Thomas Dawson

    IRN PTD01017

    • CF1 Director (AR) (24 Aug 2009 to 3 May 2011)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Oct 2013)
    • CF1 Director (14 Jan 2005 to 31 Oct 2013)
  • Steven Mitchell Reid

    IRN SMR01167

    • CF1 Director (29 Jul 2013 to 4 Feb 2015)
  • William Thomas Coates

    IRN WXC00091

    • SMF3 Executive Director (since 22 Apr 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.