Warranty Services Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Paul Byron Wakefield
IRN PBW01038
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 Aug 2021)
- CF2 Non Executive Director (13 Dec 2016 to 8 Dec 2019)
Peter Thomas Dawson
IRN PTD01017
- CF1 Director (AR) (24 Aug 2009 to 3 May 2011)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 31 Oct 2013)
- CF1 Director (14 Jan 2005 to 31 Oct 2013)
Steven Mitchell Reid
IRN SMR01167
- CF1 Director (29 Jul 2013 to 4 Feb 2015)
William Thomas Coates
IRN WXC00091
- SMF3 Executive Director (since 22 Apr 2022)

Smaller firms operating under this firm's FCA authorisation.

Window Advice Centre Ltd (no longer appointed)
FRN 429259 · Appointed 9 Mar 2005 · Until 31 Dec 2013
The Flat Roof Company Ltd (no longer appointed)
FRN 426592 · Appointed 16 Feb 2005 · Until 1 Jan 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.