Date authorised
1 April 2013
Companies House
01442882
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 The Gardens
    Aberlady
    Longniddry
    East Lothian
    EH32 0SF
    UNITED KINGDOM
    Phone
    +4407815137495
  • Complaints Contact

    1 The Gardens
    Aberlady
    Longniddry
    East Lothian
    EH32 0SF
    UNITED KINGDOM
    Phone
    +4407815137495

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Roper Wardrop

    IRN CJW01330

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 3 Apr 2019)
    • CF1 Director (1 Apr 2018 to 8 Dec 2019)
  • Claire Hogarth

    IRN CXH00865

    • Director of firm who is not a certification employee or a SMF manager (since 3 Jun 2024)
  • Clive Perkins

    IRN CXP01338

    • Responsible for Insurance Mediation (14 Jan 2005 to 23 Mar 2018)
    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
  • John Ferguson Wardrop

    IRN JFW01063

    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Feb 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 5 Feb 2019)
  • Raymond Nigel Haffner

    IRN RNH01039

    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 23 Mar 2018)
  • Robert William Wardrop

    IRN RWW01098

    • SMF3 Executive Director (9 Dec 2019 to 6 Mar 2023)
    • CF1 Director (1 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.