Date authorised
1 April 2013
Companies House
03671217
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11th Floor
    The Plaza
    100 Old Hall Street
    Liverpool
    Merseyside
    L3 9QJ
    UNITED KINGDOM
    Phone
    +4401512364488
  • Complaints Contact

    11th Floor
    The Plaza
    100 Old Hall Street
    Liverpool
    Merseyside
    L3 9QJ
    UNITED KINGDOM
    Phone
    +4401512364488

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Michael Eccleson

    IRN JME01077

    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 15 Feb 2010)
    • CF3 Chief Executive (14 Jan 2005 to 15 Feb 2010)
  • John Matthew Reynolds

    IRN JMR01227

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (12 Jan 2022 to 29 Nov 2022)
    • Responsible for Insurance Mediation (26 Apr 2016 to 30 Sep 2018)
    • CF1 Director (23 Feb 2011 to 8 Dec 2019)
  • Jon Eric Halliday

    IRN JEH01219

    • CF1 Director (AR) (11 Jan 2022 to 28 Jan 2022)
  • Keith Phillip Gannon

    IRN KXG00212

    • CF1 Director (AR) (28 Nov 2022 to 18 Dec 2023)
  • Martin Edwin Ellison

    IRN MEE01022

    • CF1 Director (20 Feb 2012 to 25 Apr 2016)
    • Responsible for Insurance Mediation (20 Feb 2012 to 25 Apr 2016)
    • CF29 Significant management (31 Mar 2010 to 25 Apr 2016)
  • Michael John Healey

    IRN MJH01441

    • CF2 Non Executive Director (14 Jan 2005 to 1 Dec 2006)
  • Nigel Draco

    IRN NXD01468

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Oct 2016 to 8 Dec 2019)
  • Peter James Bramley

    IRN PJB01362

    • CF1 Director (14 Jan 2005 to 16 Jan 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 14 Feb 2012)
  • William John Reynolds

    IRN WJR01038

    • CF1 Director (14 Jan 2005 to 3 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • AHCI Limited (no longer appointed)

    FRN 648206 · Appointed 3 Jan 2019 · Until 19 Dec 2023

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.