Waltham Forest Friendly Society

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
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- · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Manages Insurance Policies

For All, Life and annuity, Linked long-term
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Linked long-term
Runs Personal Pensions

For Personal pension scheme

Senior staff personally approved by the FCA to hold their roles here.

Adrian Waddingham
IRN AXW01296
- SMF3 Executive Director (since 10 Dec 2018)
- CF5 Director of Unincorporated Association (1 Dec 2001 to 9 Dec 2018)
Alexis Niall Brassey
IRN ANB01067
- SMF3 Executive Director (since 6 Jul 2023)
Howard Freeman
IRN HXF01039
- SMF3 Executive Director (since 10 Dec 2018)
- CF5 Director of Unincorporated Association (1 Dec 2001 to 9 Dec 2018)
Richard William West
IRN RWW01061
- [FCA CF] Client dealing (since 2 Mar 2020)
- CF5 Director of Unincorporated Association (1 Dec 2001 to 6 Mar 2016)
Trevor Malcolm Newman
IRN TMN01010
- SMF3 Executive Director (since 17 Jan 2021)
- SMF16 Compliance Oversight (since 17 Jan 2021)
- SMF25 Small Insurer Senior Management Function (since 10 Dec 2018)
- SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
- CF5 Director of Unincorporated Association (1 Dec 2001 to 6 Mar 2016)
- CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
- CF8 Apportionment and Oversight (1 Dec 2001 to 9 Dec 2018)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.