WALTER YOUNG LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Credit Brokering
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

Senior staff personally approved by the FCA to hold their roles here.

Alexander Douglas
IRN AXD01547
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Oct 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 30 Oct 2020)
- CF10 Compliance Oversight (14 Jun 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
Margaret Ross
IRN MXR01530
- CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
Mark David Young
IRN MXY00112
- SMF16 Compliance Oversight (since 14 Apr 2025)
- SMF3 Executive Director (since 10 Jun 2024)
Neil William George Young
IRN NWY01000
- SMF3 Executive Director (9 Dec 2019 to 4 Oct 2020)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Thomas Neil Dixon
IRN TXD01400
- SMF29 Limited scope function (limited scope SMCR firms only) (10 Mar 2023 to 9 Apr 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.