Walter Scott & Partners Limited

Date authorised
1 April 2013
Companies House
SC093685
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Walter Scott & Partners Ltd
    1-3 Charlotte Square
    Edinburgh
    Edinburgh, City Of
    EH2 4DR
    UNITED KINGDOM
    Phone
    +441312251357
    Web
    https://www.walterscott.com

  • Complaints Contact

    Walter Scott & Partners Ltd
    1-3 Charlotte Square
    Edinburgh
    Edinburgh, City Of
    EH2 4DR
    UNITED KINGDOM
    Phone
    +4401312251357

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rodger Hume Nisbet

    IRN RHN01011

    • CF30 Customer (13 Feb 2009 to 6 Jun 2018)
    • CF1 Director (5 Mar 2004 to 5 Jul 2018)
    • CF27 Investment Management (1 Dec 2001 to 1 Jan 2007)
  • Ronald Philip O'Hanley

    IRN RPO01014

    • CF1 Director (12 Jan 2010 to 31 May 2010)
    • CF2 Non Executive Director (21 Dec 2006 to 30 Nov 2009)
  • Ross Thomas Neil Findlay

    IRN RTF01020

    • CF30 Customer (28 May 2008 to 31 Mar 2009)
  • Roy McGregor Leckie

    IRN RML01032

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 Jul 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Russell Edward Robles-Thome

    IRN RER01018

    • CF30 Customer (1 Nov 2007 to 4 May 2015)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Scott Collington

    IRN SXC02964

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Apr 2017 to 8 Dec 2019)
  • Shahzad Nasar

    IRN SXN00088

    • SMF5 Head of Internal Audit (since 9 Dec 2024)
  • Sharon Frances Bentley Hamlyn

    IRN SFH01015

    • CF1 Director (1 Dec 2001 to 22 Nov 2006)
  • Sheelagh Mary Cameron

    IRN SXC00250

    • [FCA CF] Significant management (9 Dec 2019 to 30 Jul 2021)
  • Sophie Heslop

    IRN SLH01100

    • CF30 Customer (31 Aug 2017 to 11 Jan 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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