Walsham Brothers & Co. Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Brian Charles Gordon
IRN BCG01024
- CF1 Director (14 Jan 2005 to 28 Feb 2017)
David Christopher Cherry
IRN DCC01140
- SMF3 Executive Director (9 Dec 2019 to 15 Dec 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 15 Dec 2025)
- Responsible for Insurance Mediation (29 Sep 2017 to 30 Sep 2018)
- CF1 Director (31 Oct 2016 to 8 Dec 2019)
James Albert Brown
IRN JAB01342
- CF2 Non Executive Director (14 Jan 2005 to 10 Nov 2011)
James Richard Bolton
IRN JRB01101
- Responsible for Insurance Distribution (since 16 Apr 2026)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (31 Oct 2016 to 8 Dec 2019)
Jeremy Fall
IRN JXF01655
- CF2 Non Executive Director (23 Nov 2011 to 8 Dec 2019)
John Weedon
IRN JXW01861
- CF1 Director (1 Sep 2006 to 1 Nov 2010)
Martin Leonard Pepper
IRN MLP01043
- CF1 Director (14 Jan 2005 to 16 Aug 2010)
Ronald Brown
IRN RXB01668
- CF2 Non Executive Director (14 Jan 2005 to 10 Nov 2011)
Sean-Pierre McDermott
IRN SXM02789
- CF2 Non Executive Director (25 Nov 2011 to 8 Dec 2019)
Stephen Robert Berg
IRN SRB01126
- CF1 Director (14 Jan 2005 to 28 Feb 2017)
- Responsible for Insurance Mediation (14 Jan 2005 to 28 Feb 2017)

Smaller firms operating under this firm's FCA authorisation.

Bruce Ley Greaves (no longer appointed)
FRN 496900 · Appointed 26 Feb 2009 · Until 8 Oct 2009
Colin Bernard Gilbert (no longer appointed)
FRN 491104 · Appointed 5 Nov 2008 · Until 8 Oct 2009

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.