Walcot Partners Limited

Date authorised
1 April 2013
Companies House
08057089
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Higher Houghton House
    Winterborne Houghton
    Blandford Forum
    Dorset
    DT11 0PG
    UNITED KINGDOM
    Phone
    +4407799605908

  • Complaints Contact

    Higher Houghton House
    Winterborne Houghton
    Blandford Forum
    Dorset
    DT11 0PG
    UNITED KINGDOM
    Phone
    +4407799605908

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caroline Ann Butler

    IRN CAB01118

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Oct 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2012 to 8 Dec 2019)
    • CF3 Chief Executive (1 Oct 2012 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.