Date authorised
1 April 2013
Companies House
NI058578
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 10
    Prospect Court
    Omagh
    County Tyrone
    BT78 1AR
    UNITED KINGDOM
    Phone
    +4402882245333
  • Complaints Contact

    Unit 10
    Prospect Court
    Omagh
    County Tyrone
    BT78 1AR
    UNITED KINGDOM
    Phone
    +4402882245333

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Boyce

    IRN JXB02076

    • CF1 Director (AR) (4 Mar 2017 to 1 Jul 2021)
  • Matthew Williams John Todd

    IRN MWT01046

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (16 Jan 2007 to 30 Sep 2018)
    • CF1 Director (16 Jan 2007 to 8 Dec 2019)
  • Peter Todd

    IRN PXT01576

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 May 2015 to 8 Dec 2019)
  • Rosemary Joan Todd

    IRN RJT01210

    • CF1 Director (30 Jun 2015 to 3 Mar 2017)
  • William Todd

    IRN WXT01071

    • CF1 Director (16 Jan 2007 to 20 Mar 2017)
    • CF8 Apportionment and Oversight (16 Jan 2007 to 31 Mar 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.