W. R. BERKLEY SYNDICATE MANAGEMENT LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking
Investment Setup

For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Steven William Taylor
IRN SWT01036
- CF2 Non Executive Director (25 May 2012 to 6 Mar 2016)
Susan Cotterell
IRN SXC13721
- SMF18 Other Overall Responsibility (since 17 Jul 2019)
Tom Davies
IRN TXD00312
- [PRA CF] Key function holder (since 1 Jan 2025)
William Robert Berkley
IRN WRB01032
- SMF12 Chair of the Remuneration Committee (since 10 Dec 2018)
- SMF9 Chair of the Governing Body (since 10 Dec 2018)
- SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
- SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (25 May 2012 to 6 Mar 2016)
William Robert Berkley, Jr.
IRN WRB01031
- CF2 Non Executive Director (25 May 2012 to 6 Mar 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.