W H Ireland Limited

• Principal Place of Business

  W H Ireland Ltd

  24 Martin Lane

  London

  City Of London

  EC4R 0DR

  UNITED KINGDOM

  Phone

  +4402072201666

  Web

  https://www.whirelandplc.com

• Complaints Contact

  W H Ireland Ltd

  24 Martin Lane

  London

  City Of London

  EC4R 0DR

  UNITED KINGDOM

  Phone

  +442072201666

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Joanna Mary Kate Hunt

  IRN JMH01340

  • [FCA CF] Functions requiring qualifications (12 Oct 2022 to 4 Apr 2023)
  • [FCA CF] Client dealing (12 Oct 2022 to 4 Apr 2023)
• Joanne Susan Riley

  IRN JSR01091

  • CF10 Compliance Oversight (3 May 2007 to 31 Dec 2010)
  • CF1 Director (3 May 2007 to 31 Dec 2010)
• John Anthony Presto

  IRN JAP01134

  • CF30 Customer (16 Mar 2012 to 31 Jan 2013)
• John Antony Dickinson

  IRN JAD01152

  • CF27 Investment Management (1 Dec 2001 to 14 Feb 2003)
  • CF26 Customer Trading (1 Dec 2001 to 14 Feb 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)
• John Brian Hughes

  IRN JBH01033

  • CF26 Customer Trading (1 Dec 2001 to 27 Jul 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 27 Jul 2007)
  • CF27 Investment Management (1 Dec 2001 to 27 Jul 2007)
• John Brynmor Evans

  IRN JBE00003

  • CF30 Customer (20 Mar 2012 to 1 Feb 2013)
• John Cummins

  IRN JSC01090

  • [FCA CF] Material risk taker (31 Mar 2023 to 14 Oct 2024)
  • [FCA CF] Client dealing (31 Mar 2023 to 14 Oct 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Oct 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Oct 2024)
  • CF30 Customer (1 Nov 2007 to 17 Feb 2011)
  • CF21 Investment Adviser (13 Jan 2006 to 31 Oct 2007)
• John David Syropoulo

  IRN JDS01092

  • CF30 Customer (28 Nov 2017 to 8 Oct 2019)
• John Edward Harry Gill

  IRN JEG01046

  • CF30 Customer (1 Nov 2007 to 20 Jun 2012)
  • CF26 Customer Trading (28 May 2002 to 31 Oct 2007)
• John Edward Lawrence MBE

  IRN JEL01051

  • CF2 Non Executive Director (3 Dec 2007 to 21 Apr 2008)

• SPGo Ltd (no longer appointed)

  FRN 546280 · Appointed 14 Apr 2011 · Until 18 Apr 2011

• WHI Stockbrokers Ltd (no longer appointed)

  FRN 509614 · Appointed 12 Oct 2009 · Until 16 Nov 2015

No changes recorded yet.