VTB Capital plc

• Principal Place of Business

  Teneo Financial Advisory Limited

  The Carter Building

  11 Pilgrim Street

  London

  EC4V 6RN

  UNITED KINGDOM

  Phone

  +441216190120

• Complaints Contact

  Teneo Financial Advisory Limited

  The Carter Building

  11 Pilgrim Street

  London

  EC4V 6RN

  UNITED KINGDOM

  Phone

  +441216190120

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The investment type "unit" is limited to "eligible counterparty" and large professional clients.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Nicholas Firmin

  IRN PNF01008

  • CF30 Customer (16 Nov 2012 to 6 Mar 2016)
• Peter Norman Manning

  IRN PNM01029

  • CF28 Systems and controls (1 Nov 2007 to 31 May 2009)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
• Petr Krivdin

  IRN PXK01456

  • [FCA CF] Client dealing (31 Aug 2016 to 10 Mar 2022)
  • CF30 Customer (16 Dec 2015 to 6 Mar 2016)
• Philip John Dayer

  IRN PJD01105

  • SMF9 Chair of the Governing Body (17 Oct 2018 to 9 Dec 2022)
  • SMF11 Chair of the Audit Committee (26 Oct 2017 to 17 Oct 2018)
  • SMF12 Chair of the Remuneration Committee (14 Aug 2017 to 1 Nov 2018)
  • CF2 Non Executive Director (20 Nov 2013 to 6 Mar 2016)
• Philip Nicholas Hamilton

  IRN PNH01021

  • CF30 Customer (12 Sep 2011 to 8 Aug 2014)
• Pooja Mahavir Darbar

  IRN PMD01153

  • CF30 Customer (30 Jan 2012 to 29 Oct 2013)
• Ptolemy Adrian Owen Patrick

  IRN PAP01043

  • CF30 Customer (8 Jul 2013 to 22 Jul 2014)
• Rached Ben Hedi Khanfir

  IRN RBK01007

  • CF30 Customer (17 Jun 2011 to 4 Jun 2014)
• Raza Ali Agha

  IRN RAA01094

  • CF30 Customer (22 Oct 2012 to 6 Mar 2016)
• Richard Alan Phillips

  IRN RAP01118

  • CF30 Customer (1 Sep 2009 to 22 May 2015)

No changes recorded yet.