VOYA INVESTMENT MANAGEMENT (UK) LIMITED

• Principal Place of Business

  6th Floor

  35 King Street

  London

  EC2V 8EH

  UNITED KINGDOM

  Phone

  +4402035269418

  Web

  https://investments.voya.com

• Complaints Contact

  200 Park Ave

  New York

  NY

  10166

  UNITED STATES OF AMERICA

  Phone

  +14804772177

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joseph Laguna

  IRN JXL22516

  • CF30 Customer (4 Nov 2019 to 8 Dec 2019)
• Kevin Simonoff

  IRN KAS01189

  • Director of firm who is not a certification employee or a SMF manager (19 Dec 2019 to 4 Jul 2023)
  • SMF3 Executive Director (9 Dec 2019 to 10 Mar 2023)
  • CF1 Director (21 Jun 2018 to 8 Dec 2019)
• Mark Donald Weber

  IRN MDW01042

  • CF1 Director (21 Feb 2012 to 15 Jun 2018)
• Martin Rea

  IRN MJR01423

  • [FCA CF] Client dealing (19 Dec 2019 to 28 May 2021)
  • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
• Micheline Suzanne Faver

  IRN MXF00400

  • SMF16 Compliance Oversight (since 5 Jan 2023)
• Quentin Foedit

  IRN QXF00001

  • [FCA CF] Client dealing (19 Dec 2019 to 28 Apr 2024)
• Rajasankar Rajagopal

  IRN RXR01625

  • [FCA CF] Client dealing (since 3 Nov 2025)
• Robert Presser

  IRN RXP00474

  • SMF3 Executive Director (since 21 Feb 2023)
• Sanne de Boer

  IRN SXD00430

  • [FCA CF] Client dealing (since 1 Sep 2021)
• Sarah Lise Yolande Pitteloud

  IRN SLP01065

  • CF30 Customer (18 Jul 2012 to 19 Aug 2014)

No changes recorded yet.