Vollman Brothers Limited

Date authorised
1 April 2013
Companies House
04498821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Cornhill
    London
    London
    EC3V 3ND
    UNITED KINGDOM
    Phone
    +4402078980511

  • Complaints Contact

    1 Cornhill
    London
    EC3V 3ND
    UNITED KINGDOM
    Phone
    +4402078980511

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Robert Wooler

    IRN ARW01200

    • CF30 Customer (2 Jul 2008 to 7 Aug 2009)
  • Anthony Brett Roberts

    IRN ABR01013

    • CF30 Customer (1 Nov 2007 to 11 Dec 2009)
    • CF23 Corporate Finance Adviser (25 Feb 2004 to 31 Oct 2007)
  • Anthony Robert Frederick Kendall

    IRN ARK01066

    • CF2 Non Executive Director (9 Dec 2008 to 8 Dec 2019)
  • David Alexander McKinney

    IRN DAM01201

    • CF30 Customer (16 Nov 2007 to 31 Mar 2008)
  • Douglas George Johnson

    IRN DGJ01040

    • CF23 Corporate Finance Adviser (1 Feb 2007 to 12 Oct 2007)
  • John Kendall

    IRN JXK01276

    • CF2 Non Executive Director (7 Apr 2003 to 24 May 2007)
  • Mark Arthur Woolcott

    IRN MAW01261

    • CF30 Customer (1 Nov 2007 to 29 Oct 2010)
    • CF23 Corporate Finance Adviser (2 Apr 2007 to 31 Oct 2007)
  • Neil Robin Crombie

    IRN NRC01027

    • CF23 Corporate Finance Adviser (7 Apr 2003 to 12 Feb 2004)
  • Richard David Wintour

    IRN RDW01039

    • CF30 Customer (1 Nov 2007 to 29 Oct 2010)
    • CF23 Corporate Finance Adviser (5 Mar 2007 to 31 Oct 2007)
  • William Henry Kendall

    IRN WHK01004

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (7 Apr 2003 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (7 Apr 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (7 Apr 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (7 Apr 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Apr 2003 to 8 Dec 2019)
    • CF1 Director (7 Apr 2003 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.