Date authorised
1 November 2016
Companies House
10185224
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Eastgate House
    Dogflud Way
    Farnham
    Surrey
    GU9 7UD
    UNITED KINGDOM
    Phone
    +443300227003
  • Complaints Contact

    Eastgate House
    Dogflud Way
    Farnham
    Surrey
    GU9 7UD
    UNITED KINGDOM
    Phone
    +443300227003

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony John Sims

    IRN AJS01573

    • SMF1 Chief Executive (since 26 Mar 2021)
    • SMF16 Compliance Oversight (since 26 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF4 Partner (AR) (since 23 Aug 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Nov 2016 to 30 Sep 2018)
    • CF1 Director (1 Nov 2016 to 8 Dec 2019)
  • Christopher Layton Blackham

    IRN CLB00014

    • Director of firm who is not a certification employee or a SMF manager (18 Nov 2020 to 31 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 18 Nov 2020)
    • CF1 Director (1 Nov 2016 to 8 Dec 2019)
  • George Blackwood Seatter

    IRN GBS01030

    • CF1 Director (AR) (14 May 2019 to 5 Jun 2023)
  • Jeremy Clayton Guscott

    IRN JCG01148

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Nov 2016 to 8 Dec 2019)
  • Peter Richard Robinson

    IRN PRR01044

    • SMF3 Executive Director (1 Apr 2021 to 27 Jun 2024)
  • Peter William Frank Living

    IRN PXL00173

    • [FCA CF] Significant management (30 Nov 2020 to 30 Apr 2023)
  • Russell Sessions

    IRN RXS14811

    • SMF3 Executive Director (since 5 May 2023)
    • CF1 Director (AR) (14 May 2019 to 17 Sep 2024)
  • Trevor John Elphage Davies

    IRN TJD01127

    • Director of firm who is not a certification employee or a SMF manager (18 Nov 2020 to 31 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 18 Nov 2020)
    • CF1 Director (1 Nov 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.