Date authorised
1 April 2013
Companies House
07632781
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Room 896
    Lloyd’s of London 1986 Building
    One Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +4402073980100
  • Complaints Contact

    Room 896
    Lloyd’s of London 1986 Building
    One Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +4402073980100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Stuart Williams

    IRN AXW01031

    • [FCA CF] Significant management (since 25 Jun 2025)
  • Alexander Robert Dalton

    IRN ARD01133

    • CF3 Chief Executive (AR) (since 18 Dec 2024)
    • Responsible for Insurance Distribution (since 26 Nov 2024)
    • SMF3 Executive Director (since 26 Nov 2024)
  • Andrew Edmund Christian Briant

    IRN AEB01078

    • CF3 Chief Executive (AR) (12 Sep 2022 to 24 Dec 2024)
    • Responsible for Insurance Distribution (26 Aug 2022 to 24 Dec 2024)
    • SMF3 Executive Director (26 Aug 2022 to 24 Dec 2024)
  • Aubrey McLeod

    IRN AXM80577

    • [FCA CF] Significant management (29 Jun 2022 to 21 Jul 2023)
  • Craig Beach

    IRN CXB01694

    • SMF3 Executive Director (since 1 Sep 2023)
    • [FCA CF] Significant management (22 Jun 2022 to 1 Sep 2023)
  • Donald Harrell

    IRN DXH02271

    • SMF3 Executive Director (11 Dec 2023 to 10 May 2024)
  • Ellen Marie Jackson

    IRN EMJ01032

    • CF1 Director (AR) (4 Jan 2023 to 31 Dec 2025)
  • Jack Charles Andrew Tripp

    IRN JCT01124

    • CF1 Director (AR) (20 Dec 2022 to 31 Dec 2025)
  • Laurent Lemaire

    IRN LXL01431

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Aug 2022)
    • Responsible for Insurance Mediation (16 Apr 2018 to 30 Sep 2018)
    • CF1 Director (26 Aug 2016 to 8 Dec 2019)
  • Lucy Helen Gilchrist

    IRN LXG00201

    • SMF29 Limited scope function (limited scope SMCR firms only) (14 Apr 2022 to 13 May 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.