Date authorised
1 July 2016
Companies House
09044347
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windmill Green
    Industrious
    24 Mount Street
    2nd Floor Industrious
    Manchester
    Greater Manchester
    M2 3NX
    UNITED KINGDOM
    Phone
    +441613937111
  • Complaints Contact

    Windmill Green
    Industrious
    24 Mount Street
    2nd Floor Industrious
    Manchester
    Greater Manchester
    M2 3NX
    UNITED KINGDOM
    Phone
    +441613937111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Whitham

    IRN RXW01225

    • CF1 Director (AR) (since 15 Apr 2025)
    • SMF1 (AR) Chief Executive function (since 15 Apr 2025)
  • Ryan Waring

    IRN RXW00560

    • CF1 Director (AR) (since 15 Apr 2025)
    • SMF1 (AR) Chief Executive function (since 15 Apr 2025)
  • Sanjay Desai

    IRN SXD00979

    • CF1 Director (AR) (since 16 Dec 2025)
  • Simon Paul Taylor

    IRN SPT01056

    • SMF9 Chair of the Governing Body (since 11 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2022)
    • CF1 Director (1 Jul 2016 to 8 Dec 2019)
  • Vaughan Lee Rudd

    IRN VLR00006

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Dec 2022)
    • CF1 Director (1 Jul 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2016 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.