Date authorised
7 September 2016
Companies House
09837692
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Battle Bridge Lane
    London
    SE1 2HP
    UNITED KINGDOM
    Phone
    +4403300246246
  • Complaints Contact

    1 Battle Bridge Lane
    London
    SE1 2HP
    UNITED KINGDOM
    Phone
    +4403300246246

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Retail (Investment), Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Nigel Flashman

    IRN DXF00337

    • [FCA CF] Significant management (since 19 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 19 Nov 2024)
  • David William Paterson Tweedy

    IRN DXT01260

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2020)
    • CF1 Director (19 Mar 2019 to 8 Dec 2019)
    • CF3 Chief Executive (7 Sep 2016 to 15 Jan 2019)
  • Deborah Smith

    IRN DXS00412

    • [PRA CF] Significant risk taker or Material risk taker (since 26 Nov 2024)
    • [FCA CF] Significant management (since 25 Mar 2021)
  • Edward Rees Trahearn

    IRN ERT00010

    • [FCA CF] Significant management (25 Mar 2021 to 27 Aug 2021)
  • Emily Theakston

    IRN EXT33055

    • SMF5 Head of Internal Audit (since 1 Feb 2026)
    • [FCA CF] Significant management (26 Jun 2023 to 1 Feb 2026)
  • Emma Wheatley

    IRN EXW00257

    • [PRA CF] Significant risk taker or Material risk taker (since 26 Nov 2024)
    • [FCA CF] Significant management (since 25 Sep 2023)
  • Ethan Wang

    IRN EXW01288

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 23 Jun 2021)
    • CF2 Non Executive Director (7 Sep 2016 to 8 Dec 2019)
  • Fraser Malcolm McNeill

    IRN FMM01033

    • SMF4 Chief Risk (since 19 Nov 2024)
    • SMF5 Head of Internal Audit (19 Nov 2024 to 1 Feb 2026)
    • SMF3 Executive Director (25 Apr 2022 to 19 Nov 2024)
  • Giles David Parker

    IRN GDP01053

    • [PRA CF] Significant risk taker or Material risk taker (26 Nov 2024 to 13 Mar 2026)
    • [FCA CF] Significant management (3 Aug 2021 to 13 Mar 2026)
  • Guy Alan Batchelor

    IRN AXG01784

    • CF29 Significant management (7 Apr 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.