Date authorised
11 February 2014
Companies House
OC369340
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Portman House
    2 Portman Street
    London
    W1H 6DU
    UNITED KINGDOM
    Phone
    +447771881991
  • Complaints Contact

    Portman House
    2 Portman Street
    London
    W1H 6DU
    UNITED KINGDOM
    Phone
    +447771881991

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Underwriting capacity of a Lloyd's syndicate, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alex Read

    IRN AXR00210

    • [FCA CF] Client dealing (1 Apr 2020 to 27 Sep 2022)
  • Andrew Lister

    IRN AXL13838

    • SMF27 Partner (1 Jun 2020 to 26 Sep 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 3 Oct 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Oct 2025)
    • CF30 Customer (12 Apr 2019 to 8 Dec 2019)
  • Charlotte Hannah Basran

    IRN CHB01077

    • CF4 Partner (11 Feb 2014 to 16 Jul 2019)
  • Daniel Rookwood

    IRN DXR00360

    • [FCA CF] Client dealing (since 6 Jun 2022)
  • HENRY CHAMBERLAIN

    IRN HXC01308

    • SMF27 Partner (since 27 Feb 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (14 Mar 2018 to 8 Dec 2019)
  • Hugo Harry Dodge

    IRN HHD01006

    • [FCA CF] Client dealing (25 Jan 2021 to 5 Dec 2022)
  • Joy Guo

    IRN JXG00194

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2020)
  • Maria Callaway

    IRN MXC00546

    • [FCA CF] Client dealing (17 May 2021 to 30 Jun 2024)
  • Nicholas MacDonagh

    IRN NXM00414

    • [FCA CF] Client dealing (since 12 Sep 2022)
  • Parminder Basran

    IRN PXB02184

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF4 Partner (11 Feb 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Feb 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Feb 2014 to 8 Dec 2019)
    • CF30 Customer (11 Feb 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.