Date authorised
8 May 2019
Companies House
06939340
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Hill Street
    London
    Westminster
    W1J 5NG
    UNITED KINGDOM
    Phone
    +4407734002665
  • Complaints Contact

    8-10 Hill Street
    London
    Westminster
    W1J 5NG
    UNITED KINGDOM
    Phone
    +4407734002665

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David William Russell

    IRN DWR01076

    • [FCA CF] Client dealing (30 Jul 2024 to 28 Feb 2025)
    • CF30 Customer (8 May 2019 to 8 Dec 2019)
  • Edward Eugene Joseph Radcliffe

    IRN EER01008

    • SMF16 Compliance Oversight (since 7 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jul 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 May 2019 to 8 Dec 2019)
    • CF30 Customer (8 May 2019 to 8 Dec 2019)
  • Joe Denney

    IRN JXD00672

    • SMF16 Compliance Oversight (30 Nov 2022 to 31 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2022 to 31 Jan 2024)
  • Jules Pleumeekers

    IRN JXP01269

    • CF30 Customer (8 May 2019 to 8 Dec 2019)
  • Julian James Clements

    IRN JJC01197

    • SMF16 Compliance Oversight (25 Mar 2020 to 15 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Mar 2020 to 15 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 15 Jul 2022)
    • CF1 Director (8 May 2019 to 8 Dec 2019)
  • Li Zhang

    IRN LXZ01087

    • CF30 Customer (8 May 2019 to 31 Jul 2019)
  • Marcus John Shadbolt

    IRN MJS01264

    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Mar 2020)
    • CF1 Director (8 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 May 2019 to 8 Dec 2019)
    • CF30 Customer (8 May 2019 to 8 Dec 2019)
  • Paul Baines

    IRN PMB01080

    • CF30 Customer (8 May 2019 to 8 Dec 2019)
  • Peter Graham Batey

    IRN PXB09882

    • SMF3 Executive Director (9 Dec 2019 to 16 May 2021)
    • CF1 Director (8 May 2019 to 8 Dec 2019)
    • CF30 Customer (8 May 2019 to 8 Dec 2019)
  • Sean Campbell

    IRN SXC01085

    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jan 2024 to 3 Mar 2025)
    • SMF16 Compliance Oversight (16 Jan 2024 to 3 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

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