Date authorised
1 April 2013
Companies House
04024377
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St Ann's House
    St Ann's Place
    Manchester
    M2 7LP
    UNITED KINGDOM
    Phone
    +441784608100
  • Complaints Contact

    St Ann's House
    St Ann's Place
    Manchester
    M2 7LP
    UNITED KINGDOM
    Phone
    +441784608100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Allen Campling

    IRN NAC01065

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF1 Chief Executive (9 Dec 2019 to 3 Feb 2020)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
  • Nicholas Barrie Hawkins

    IRN NBH01021

    • CF1 Director (17 Mar 2010 to 18 Dec 2012)
  • Peter Antony Stansfield

    IRN PAS01304

    • SMF3 Executive Director (1 Feb 2022 to 2 Jul 2024)
  • Richard Bevins

    IRN RXB02131

    • CF1 Director (8 Jun 2011 to 5 Dec 2019)
  • Wendy Nicola Burton

    IRN WXB00176

    • SMF3 Executive Director (since 4 Oct 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.