Date authorised
14 May 2018
Companies House
10992526
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Lower Thames Street
    London
    EC3R 6AF
    UNITED KINGDOM
    Phone
    +442038372883
  • Complaints Contact

    10 Lower Thames Street
    London
    EC3R 6AF
    UNITED KINGDOM
    Phone
    +442038372883

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cameron Gammon

    IRN CXG00224

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jan 2022)
  • David Havlin

    IRN DXH00693

    • [FCA CF] Client dealing (1 May 2023 to 30 Apr 2025)
  • Declan Blackwood

    IRN DXB15976

    • CF30 Customer (17 Jun 2019 to 8 Dec 2019)
  • James Harte

    IRN JXH03150

    • [FCA CF] CASS oversight function (since 1 Feb 2026)
    • [FCA CF] Material risk taker (since 1 Feb 2026)
    • [FCA CF] Client dealing (since 1 Mar 2025)
  • James Sullivan

    IRN JAS01409

    • CF30 Customer (12 Oct 2018 to 28 Jan 2019)
    • CF11 Money Laundering Reporting (19 Jul 2018 to 28 Jan 2019)
    • CF10 Compliance Oversight (19 Jul 2018 to 28 Jan 2019)
  • Katherine Davis

    IRN KXD01585

    • CF30 Customer (31 May 2018 to 30 Sep 2018)
  • Maximilian Brindley

    IRN MXB04347

    • [FCA CF] Client dealing (since 1 Feb 2026)
  • Monika Karu

    IRN MXT18581

    • [FCA CF] Material risk taker (since 1 May 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Sep 2019 to 8 Dec 2019)
  • Oliver Harris

    IRN OXH00072

    • [FCA CF] Client dealing (1 May 2023 to 30 Nov 2024)
    • [FCA CF] Material risk taker (1 May 2023 to 30 Apr 2024)
  • Thomas Jasper Gwyndaf Davies

    IRN TJD01041

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Client dealing (since 1 Jan 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 31 Jan 2026)
    • CF10 Compliance Oversight (14 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (11 Oct 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (14 May 2018 to 8 Dec 2019)
    • CF1 Director (14 May 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.