Date authorised
26 August 2014
Companies House
08636143
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    46-54 High Street
    Ingatestone
    Essex
    CM4 9DW
    UNITED KINGDOM
    Phone
    +447932593765
  • Complaints Contact

    46-54 High Street
    Ingatestone
    CM4 9DW
    UNITED KINGDOM
    Phone
    +447932593765

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin McCourt

    IRN MXM03969

    • CF2 Non Executive Director (26 Jan 2016 to 1 May 2019)
  • Paul Benjamin Moravek

    IRN PBM01034

    • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2020)
    • CF1 Director (AR) (21 Jun 2017 to 25 Nov 2020)
    • CF30 Customer (26 Aug 2014 to 25 Nov 2020)
    • CF1 Director (26 Aug 2014 to 8 Dec 2019)
  • Vanessa Mary Barivule Cowling

    IRN VMC01022

    • CF10a CASS Oversight function (12 Jun 2018 to 30 Aug 2019)
    • CF10 Compliance Oversight (8 Jul 2016 to 30 Aug 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.