Date authorised
1 April 2013
Companies House
07716701
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital Office, 124-128 City Road
    London
    Islington
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +442071832277
  • Complaints Contact

    124 City Road
    London
    Islington
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +442071832277

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abhishek Sachdev

    IRN AXS02347

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2011 to 8 Dec 2019)
    • CF30 Customer (3 Nov 2011 to 8 Dec 2019)
    • CF1 Director (3 Nov 2011 to 8 Dec 2019)
  • Darren Jordan

    IRN JXD01807

    • CF30 Customer (27 Apr 2016 to 1 Jan 2018)
  • Edward Mowbray Nicholas Howard

    IRN EMH01024

    • [FCA CF] Client dealing (11 Jan 2021 to 3 May 2021)
  • Francisco Carballo

    IRN FXC01283

    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 2 May 2022)
  • Martin John Berkeley

    IRN MJB01569

    • CF30 Customer (1 Jun 2012 to 8 Dec 2019)
  • Patricia Alexandra Perlman

    IRN PAP01041

    • CF30 Customer (2 Sep 2013 to 8 Dec 2019)
  • Tony Piggott

    IRN TXP01069

    • CF30 Customer (15 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.