Date authorised
1 April 2013
Companies House
05866769
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor
    Royal Liver Building
    Pier Head
    Liverpool
    L3 1HU
    UNITED KINGDOM
    Phone
    +441512311033
  • Complaints Contact

    First Floor
    Royal Liver Building
    Pier Head
    Liverpool
    L3 1HU
    UNITED KINGDOM
    Phone
    +441512311033

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John David Worthington

    IRN JDW01217

    • Responsible for Insurance Distribution (since 28 Oct 2022)
    • SMF1 Chief Executive (since 28 Oct 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Nov 2017 to 8 Dec 2019)
  • Jonathan Michael Morrell

    IRN JMM01091

    • SMF3 Executive Director (9 Dec 2019 to 21 Jul 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 21 Jul 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Jul 2020)
    • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Sep 2016 to 30 Sep 2018)
  • Lester Michael Short

    IRN LMS01111

    • CF1 Director (2 Apr 2012 to 10 Apr 2017)
  • Maria Madalina Apostolache

    IRN MMA01138

    • CF1 Director (3 Jun 2015 to 11 May 2017)
  • Matthew Joseph Tozer

    IRN MJT01289

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (5 Aug 2016 to 11 May 2017)
  • Michael Boswell

    IRN MXB03633

    • [FCA CF] Significant management (since 4 Feb 2025)
  • Nicholas Lloyd Jinks

    IRN NXJ00129

    • SMF3 Executive Director (10 Mar 2023 to 30 Sep 2023)
  • Owen James Smith

    IRN OXS00072

    • [FCA CF] Significant management (12 Oct 2021 to 16 Sep 2022)
  • Philip Andrew Wilding

    IRN PAW01228

    • Responsible for Insurance Distribution (13 Jun 2022 to 1 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2022)
    • CF1 Director (2 Apr 2012 to 8 Dec 2019)
  • Rebecca Wilson

    IRN RXW01680

    • CF1 Director (AR) (18 Jan 2021 to 11 Jul 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.