Vantage Infrastructure (UK) Limited

• Principal Place of Business

  18th Floor

  Tower 42

  25 Old Broad Street

  London

  City Of London

  EC2N 1HQ

  UNITED KINGDOM

  Phone

  +4402073376720

  Web

  https://www.vantageinfra.com

• Complaints Contact

  18th Floor

  Tower 42

  25 Old Broad Street

  London

  City Of London

  EC2N 1HQ

  UNITED KINGDOM

  Phone

  +442073376720

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kylie Lees Boyle

  IRN KLB01064

  • CF1 Director (2 Jan 2009 to 19 Feb 2010)
  • CF11 Money Laundering Reporting (2 Jan 2009 to 19 Feb 2010)
  • CF10 Compliance Oversight (2 Jan 2009 to 19 Feb 2010)
• Lisa Joanne Shaw

  IRN LJS01149

  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • CF30 Customer (2 Sep 2013 to 8 Dec 2019)
• Margarita Zlatanova Kirilova

  IRN MXK00257

  • [FCA CF] Material risk taker (15 Mar 2022 to 18 Aug 2023)
• Marissa Ann Szczepaniak

  IRN MAS01357

  • [FCA CF] Material risk taker (9 Dec 2020 to 25 Jun 2021)
  • CF30 Customer (30 Apr 2014 to 8 Dec 2019)
• Ngo Sheung Yu

  IRN NXY12181

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (27 Mar 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Mar 2019 to 8 Dec 2019)
• Niccolo Andrea Massa

  IRN NAM01167

  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
• Nicholas James Cleary

  IRN NJC01238

  • CF30 Customer (9 May 2013 to 4 Dec 2014)
• Nicola Staunton

  IRN NJS01070

  • [FCA CF] Material risk taker (since 3 Jun 2024)
  • [FCA CF] Client dealing (since 3 Jun 2024)
• Oliver James Stewart Heaton

  IRN OXH00099

  • Director of firm who is not a certification employee or a SMF manager (since 23 Sep 2024)
• Oliver Jan Schubert

  IRN OJS01026

  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
  • CF1 Director (20 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (17 Jan 2013 to 8 Dec 2019)

No changes recorded yet.