Valley Financial Group Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
5A Brook StreetManningtreeEssexCO11 1DJUNITED KINGDOM- Phone
- +4401206913444
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Complaints Contact
5A Brook StreetManningtreeEssexCO11 1DJUNITED KINGDOM- Phone
- +4401206913444
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let Status
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Stockbroking
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adrian Nicholas Gooding
IRN ANG00014
- [FCA CF] Functions requiring qualifications (17 Nov 2020 to 2 Jul 2021)
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Alex Scott
IRN AXS05542
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 5 Aug 2025)
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Karl Turnbull
IRN KXT00099
- [FCA CF] Functions requiring qualifications (1 Feb 2021 to 25 Feb 2022)
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Martin Bright
IRN MXB04106
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 24 Oct 2019)
- Responsibility for MCD Intermediation (since 24 Oct 2019)
- CF10 Compliance Oversight (24 Oct 2019 to 8 Dec 2019)
- CF1 Director (24 Oct 2019 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.