Date authorised
31 March 2013
Companies House
07140753
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Parkside
    33-39 Sheet Street
    Windsor
    Berkshire
    SL4 1BY
    UNITED KINGDOM
    Phone
    +4401753386548
  • Complaints Contact

    Parkside
    33-39 Sheet Street
    Windsor
    Berkshire
    SL4 1BY
    UNITED KINGDOM
    Phone
    +447814128857

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shelley Pilgrim

    IRN SXP01058

    • [FCA CF] Client dealing (2 Dec 2024 to 8 Aug 2025)
  • Sheng-Wen Wang

    IRN SXW00363

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Shreya Sole

    IRN SXS05551

    • [FCA CF] Client dealing (since 18 Nov 2024)
  • Simon Graham

    IRN SXG01888

    • CF30 Customer (1 Nov 2012 to 5 Nov 2012)
  • Stephen McGrath

    IRN SXM00591

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Sukdav Singh

    IRN SXS01233

    • [FCA CF] Client dealing (27 Mar 2023 to 23 Oct 2024)
  • Sydney Williams

    IRN SXW01031

    • [FCA CF] Client dealing (since 1 Jul 2024)
  • Thomas Bennett Ragnauth

    IRN TXR00118

    • [FCA CF] Client dealing (since 17 May 2021)
  • Tim Wong

    IRN TXW00287

    • [FCA CF] Client dealing (since 30 Jun 2023)
  • Vlad Stefan

    IRN VXS01674

    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 May 2021)
    • CF30 Customer (1 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.