Date authorised
22 November 2024
Companies House
15212219
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Space
    49 Grosvenor Street
    London
    Westminster
    W1K 3HP
    UNITED KINGDOM
    Phone
    +447484100722
  • Complaints Contact

    The Space
    49 Grosvenor Street
    London
    Westminster
    W1K 3HP
    UNITED KINGDOM
    Phone
    +447484100722

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Edward St Clair Clark

    IRN AEC01064

    • [FCA CF] Client dealing (since 22 Nov 2024)
  • Benjamin Michael John Rampton

    IRN BMR01039

    • SMF16 Compliance Oversight (since 15 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2025)
    • SMF3 Executive Director (since 15 Jul 2025)
    • [FCA CF] Client dealing (since 1 May 2025)
  • Kieran Glennon

    IRN KXG01448

    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Nov 2024 to 30 Apr 2025)
    • SMF3 Executive Director (22 Nov 2024 to 30 Apr 2025)
    • SMF16 Compliance Oversight (22 Nov 2024 to 30 Apr 2025)
  • Luis De Diego Yenes

    IRN LMD01061

    • [FCA CF] Client dealing (since 7 Apr 2026)
  • Marko Kirner

    IRN MXK22520

    • [FCA CF] Client dealing (since 22 Nov 2024)
  • Sandro Patti

    IRN SXP01942

    • SMF3 Executive Director (since 22 Nov 2024)
    • [FCA CF] Client dealing (since 22 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.