URIS Group Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adrian Bryan Humphreys
IRN AXH01134
- SMF16 Compliance Oversight (since 4 Oct 2024)
- SMF4 Chief Risk (4 Oct 2024 to 14 Nov 2025)
Adrian Herbert
IRN AXH20680
- [FCA CF] Significant management (12 Mar 2021 to 13 Mar 2021)
- SMF5 Head of Internal Audit (27 Jan 2020 to 1 Oct 2024)
Ajay Tailor
IRN AXT00189
- [FCA CF] Significant management (17 Dec 2020 to 30 Apr 2021)
Amanda Byrne
IRN AXB00766
- [FCA CF] Significant management (22 Apr 2021 to 25 Aug 2023)
Andrew John Baughan
IRN AJB01704
- Responsible for Insurance Distribution (13 Sep 2022 to 1 Oct 2024)
- SMF18 Other Overall Responsibility (13 Sep 2022 to 1 Oct 2024)
- [FCA CF] Significant management (17 Dec 2020 to 1 Oct 2024)
Andrew Jonathan Waller
IRN AXW01054
- [FCA CF] Significant management (since 1 Jul 2025)
Andrew Ramsden
IRN AXR00955
- [FCA CF] Significant management (since 1 Aug 2024)
Andrew Stuart Watson
IRN AXW01302
- SMF7 Group Entity Senior Manager (3 Nov 2022 to 26 Jun 2024)
Antonios Erotocritou
IRN AXE01642
- CF1 Director (13 Jul 2018 to 24 Apr 2019)
Antony Robert Scott
IRN AXS00529
- [FCA CF] Significant management (17 Dec 2020 to 31 Dec 2023)

Smaller firms operating under this firm's FCA authorisation.

The Duke of Edinburgh's Award (no longer appointed)
FRN 602939 · Appointed 6 Oct 2015 · Until 5 Sep 2016
RSG Underwriting Managers Europe Limited (no longer appointed)
FRN 661665 · Appointed 22 Dec 2014 · Until 17 Nov 2016
Start Point Executive Risks Limited (no longer appointed)
FRN 652699 · Appointed 3 Nov 2014 · Until 19 Jan 2015
Direct Group Property Services Ltd (no longer appointed)
FRN 464979 · Appointed 8 Mar 2007 · Until 17 May 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.