URIS Group Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Peter Bramwell Cartwright
IRN PBC01034
- CF1 Director (14 Jan 2005 to 31 Mar 2006)
Pretam Singh
IRN PXS02284
- CF2 Non Executive Director (6 May 2013 to 10 Mar 2014)
Rachel Louise Bottomley
IRN RXB01098
- [FCA CF] Significant management (since 1 Jul 2025)
Richard Allen
IRN RXA00135
- [FCA CF] Significant management (since 17 Dec 2020)
Richard John Bowe
IRN RJB01357
- CF1 Director (14 Jan 2005 to 2 Apr 2009)
Richard McKenzie
IRN RXM02471
- CF1 Director (27 May 2014 to 1 Jul 2016)
Robert John Delaney
IRN RXD00579
- [FCA CF] Significant management (since 1 Jul 2025)
Sara Smith
IRN SXS04885
- SMF4 Chief Risk (23 Sep 2022 to 26 Jun 2024)
- SMF16 Compliance Oversight (23 Sep 2022 to 26 Jun 2024)
Sarah Godfree
IRN SXD01573
- SMF7 Group Entity Senior Manager (4 Jun 2020 to 1 Oct 2024)
- CF28 Systems and controls (6 Jun 2018 to 8 Dec 2019)
Scot French
IRN SXF01654
- SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Oct 2024)
- CF2 Non Executive Director (8 Jan 2019 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Tayler and Fletcher LLP (no longer appointed)
FRN 797651 · Appointed 2 Jan 2018 · Until 4 Oct 2018
Rachel Jane Ingram (no longer appointed)
FRN 432860 · Appointed 27 Dec 2017 · Until 15 Jan 2018
Evan Thompson (no longer appointed)
FRN 797319 · Appointed 27 Dec 2017 · Until 4 Oct 2018
Jamie Dean Stockwell (no longer appointed)
FRN 797326 · Appointed 27 Dec 2017 · Until 7 Jun 2018
Ron Davis (no longer appointed)
FRN 797281 · Appointed 27 Dec 2017 · Until 4 Oct 2018
Parson Limited (no longer appointed)
FRN 424699 · Appointed 27 Dec 2017 · Until 4 Oct 2018
Rebecca Hatam-Tabrizi (no longer appointed)
FRN 797317 · Appointed 27 Dec 2017 · Until 4 Oct 2018
Dale Alexander Reynolds (no longer appointed)
FRN 427289 · Appointed 22 Dec 2017 · Until 4 Oct 2018
Aston Estate Agents Ltd (no longer appointed)
FRN 476621 · Appointed 22 Dec 2017 · Until 4 Oct 2018
Mills Knight Limited (no longer appointed)
FRN 425005 · Appointed 21 Dec 2017 · Until 4 Oct 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.