Date authorised
1 April 2013
Companies House
07203708
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Westcott Road
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
  • Complaints Contact

    Milton Court
    Westcott Road
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Robert Hales

    IRN PRH01065

    • CF2 Non Executive Director (14 Feb 2011 to 13 Jan 2015)
  • Philip Maurice Evans

    IRN PME01033

    • CF1 Director (14 Feb 2011 to 23 Feb 2011)
  • Richard Eburne

    IRN RXE47146

    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Apr 2021)
  • Stephen Brown

    IRN SXB00882

    • [FCA CF] Manager of certification employee (17 Mar 2022 to 12 Jul 2022)
  • Stephen Paul Harry

    IRN SPH01170

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (11 Aug 2016 to 8 Dec 2019)
  • Thomas Wetherill

    IRN TXW01501

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Nov 2020)
    • CF11 Money Laundering Reporting (17 Mar 2017 to 8 Dec 2019)
  • Timothy Bishop

    IRN TXB01541

    • CF11 Money Laundering Reporting (15 Mar 2013 to 31 Jan 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.