University of Cambridge Investment Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sam Sturge
IRN SXS04620
- [FCA CF] Material risk taker (since 1 Apr 2023)
- [FCA CF] Client dealing (since 1 Feb 2021)
Sarah Wood
IRN SXW00800
- [FCA CF] Client dealing (since 24 Aug 2023)
- [FCA CF] Material risk taker (since 24 Aug 2023)
Stephen John Toope
IRN SJT01272
- CF2 Non Executive Director (12 Oct 2017 to 22 May 2019)
Tilly Franklin
IRN TXF01297
- [FCA CF] Client dealing (since 29 Jul 2021)
- SMF1 Chief Executive (since 3 May 2021)
- SMF3 Executive Director (since 14 Mar 2020)
Timothy Fritzinger
IRN TXF01296
- [FCA CF] Client dealing (since 1 Apr 2021)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.