Unity Trust Bank Plc

• Principal Place of Business

  Four Brindleyplace

  Birmingham

  West Midlands

  B1 2JB

  UNITED KINGDOM

  Phone

  +443451401000

  Web

  https://www.unity.co.uk

• Complaints Contact

  Four Brindleyplace

  Birmingham

  West Midlands

  B1 2JB

  UNITED KINGDOM

  Phone

  +4407470381579

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme, Unit

• Kevin Michael Turmore

  IRN KMT01040

  • CF1 Director (9 May 2005 to 8 Jul 2011)
  • CF8 Apportionment and Oversight (9 May 2005 to 31 Mar 2009)
  • CF3 Chief Executive (9 May 2005 to 8 Jul 2011)
• Kiranjit Kaur Samra

  IRN KXS43500

  • SMF4 Chief Risk (since 12 Aug 2025)
  • [FCA CF] Significant management (since 1 Sep 2020)
  • [FCA CF] Significant management (19 Mar 2018 to 4 Jul 2019)
• Laura Willis

  IRN LXW00381

  • [FCA CF] Significant management (since 18 Jan 2024)
• Lawrence John Bell

  IRN LJB01079

  • CF1 Director (6 Mar 2002 to 31 Mar 2006)
• Liam Marshall

  IRN LXM00657

  • [FCA CF] Significant management (since 18 Jan 2024)
• Lindsey Jane Flatres

  IRN LJF01063

  • SMF24 Chief Operations (2 Apr 2018 to 30 Jun 2020)
• Margaret Trujillo Bueno

  IRN MXW01989

  • SMF1 Chief Executive (7 Mar 2016 to 17 Aug 2021)
  • CF3 Chief Executive (28 Jul 2015 to 6 Mar 2016)
  • CF1 Director (28 Jul 2015 to 6 Mar 2016)
• Mark Clayton

  IRN MXC00248

  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2023)
  • [FCA CF] Significant management (30 Sep 2020 to 14 Apr 2023)
• Mark Ferguson

  IRN MXF43513

  • [FCA CF] Significant management (9 Jul 2018 to 20 Nov 2020)
• Mark McEvitt

  IRN MXM03821

  • SMF16 Compliance Oversight (7 Mar 2016 to 1 May 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 1 May 2019)
  • SMF4 Chief Risk (7 Mar 2016 to 1 May 2019)
  • CF11 Money Laundering Reporting (16 Oct 2015 to 6 Mar 2016)
  • CF10 Compliance Oversight (16 Oct 2015 to 6 Mar 2016)
  • CF28 Systems and controls (16 Oct 2015 to 6 Mar 2016)

No changes recorded yet.